Surveillance Manager

Company: Crypto.com
Location: Chicago
Posted on: January 23, 2025

Job Description:

Our Local Programs and Regulatory Compliance team is responsible for ensuring compliance with local laws and regulations in the countries where we operate.Job Responsibilities:

• You will develop and review surveillance tools and reports and conduct analysis of trading and related market activity and scale the program;
• You will create policies and procedures and workflow tools to enhance the Firm's surveillance and control efforts trading;
• You will leverage vendor and internal technologies and automation to review electronic communications;
• In compliance with FINRA and SEC requirements, you will oversee the firms' surveillance record keeping requirements;
• As part of the Compliance team, you will support risk assessments and regular testing to access the effectiveness of the firm's policies and associated controls;
• You will collaborate across the legal, compliance and other corporate functions to assist in the development and rollout of leading compliance related technologies, controls, and processes;
• You will engage in a variety of firmwide compliance issues and interact with Senior Legal and Compliance professionals and regulators;
• You will engage in industry wide issues and assist in developing firm responses to new rules, trade flows and other initiatives.Job Requirements:
  • Minimum 3-5 years at a Financial Service firm, or regulator;
  • Series 7 required. Series 24, 57 a plus;
  • We work in a results driven environment. You must have the ability to multi-task in a highly demanding environment with the ability to reprioritize and shift assignments as necessary;
  • We work in a highly collaborative environment. Strong interpersonal skills are critical, along with an openness to different approaches and viewpoints;
  • You must foster collegial and partnership-focused relationships across departments and skillsets, particularly with technology and legal professionals;
  • You have excellent verbal, writing and presentation skills and can interact with stakeholders at all levels within the organization and with regulators;
  • You have the ability to relay complex technical concepts to non-technical audience;
  • Strong attention to detail is critical;
  • You must possess high ethical standards, respect for confidentiality and privacy.About Crypto.com:Founded in 2016, serves more than 80 million customers and is the world's fastest growing global cryptocurrency platform. Our vision is simple: Cryptocurrency in Every Wallet. Built on a foundation of security, privacy, and compliance, is committed to accelerating the adoption of cryptocurrency through innovation and empowering the next generation of builders, creators, and entrepreneurs to develop a fairer and more equitable digital ecosystem.Learn more at . is an equal opportunities employer and we are committed to creating an environment where opportunities are presented to everyone in a fair and transparent way. values diversity and inclusion, seeking candidates with a variety of backgrounds, perspectives, and skills that complement and strengthen our team.Personal data provided by applicants will be used for recruitment purposes only.Please note that only shortlisted candidates will be contacted.
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Keywords: Crypto.com, Carol Stream , Surveillance Manager, Executive , Chicago, Illinois